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Privacy Notice

Your data is controlled and processed in accordance with the General Data Protection Regulation (GDPR).  Jane Newman Financial Planning is a trading style of SN Financial Services Limited who are authorised and regulated by the Financial Conduct Authority (FRN 231014). Where reference is made to Jane Newman Financial Planning, this also means SN Financial Services Limited.

Your personal data is processed manually and electronically for the purposes of fulfilling our contract obligations to you, or providing quotations to you before entering in to a contract to provide advice, administration and management of your financial matters, namely:

  • The provision of independent financial advice
  • Recommending products and services based on your individual requirements
  • Ensuring products and services are relevant based upon your financial and personal circumstances
  • Reviewing your portfolio to provide the best services possible
  • Managing and administering your account

Sensitive personal data is processed in accordance with the products or services we are managing or you are seeking for us to manage and is collected only when necessary.  This covers:

  • Information about your children/dependants under the age of 18
  • Your credit score
  • Your health status and medical records

Jane Newman Financial Planning may pass your personal data to one or more of the following provider types, solely for the purpose of providing products, services or verification of eligibility of intended products or services.  The types of organisations are detailed as follows:

  • Service and product providers such as mortgage lenders, financial services providers and insurers
  • The Financial Conduct Authority (FCA)
  • Other financial advisers to assist and complement your overall service provision (e.g. final salary pension transfers)
  • Solicitors
  • Debt collection agencies
  • Any bodies where it is necessary for compliance with a legal obligation

In some cases we may be required to pass your personal data to providers outside of the EU, where we take reasonable steps to ensure the control and handling of your data is equivalent to that of the GDPR.

Your personal information, including your consent status is recorded on to our client management database, provided by Durell Software Ltd.  This is a hosted platform provided by Procloud Solutions Limited, on a terminal server in a 24/7 cover ISO27001 certified datacentre.  Data is held in the UK.  The latest date of consent types are recorded against each individual person.

Jane Newman Financial Planning Privacy also use other electronic systems to process personal data to research and provide the best products and services to you. This includes but is not limited to:

  • Mortgage Brain – for mortgage quotations and comparisons
  • O&M Profiler – for fund and investment analysis
  • Old Mutual Wealth UScan – for risk calculations
  • iress – for protection quotations

Jane Newman Financial Planning Privacy use industry standard software applications to manage schedules and communicate electronically.  Systems used include but are not limited to:

  • Microsoft Office Suite
  • Apple iCalendar
  • Dropbox for Business

All applications are secured by password, PIN, pattern or biometric security.

Jane Newman Financial Planning Privacy would like to send relevant and appropriate information on complimentary services that may be suitable to you.  Consent for individual communication methods are detailed on the consent form and are optional.  Consent may be removed for all or any communication method(s) at any time by contacting any member of the team.